Chairman of the Board · RBC Rochdale, LLC
Brandon Williams
CRD 2764403 · Named on Form ADV at 2 SEC-registered advisers
At a glance
RBC Rochdale, LLC, an SEC-registered wealth manager based in New York, NY with $73.0 billion in regulatory assets, lists Brandon Williams on its Form ADV as Chairman of the Board, a control person. The SEC filings also name Brandon at 1 other registered adviser.
Firms and roles
- RBC Rochdale, LLCChairman of the BoardWealth manager · New York, NY · $73B in regulatory assets
- RBC Securities, Inc.Chairman of the BoardBroker-dealer firm · LOS Angeles, CA · $1.5B in regulatory assets
AtlasMembers
Brandon’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (10)
- Charles J. LukeChief Investment Officer, RBC Rochdale, LLC
- Gregg GiaquintoPresident, CEO & Board Director, RBC Rochdale, LLC
- Ivor Patrick O'KeeffeBoard Director, RBC Rochdale, LLC
- Joby Swankutty DanielBoard Director, RBC Rochdale, LLC
- Shawn David RileyBoard Director, RBC Rochdale, LLC
5 more people named with Brandon on the same filings, with titles and firms. Free in Atlas with a free account.
See all 10 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Brandon’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.