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Est. 2026The front page of wealth managementNew York

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Chief Financial Officer · Stifel Capital Management, LLC

Avi L. Stein

CRD 5835030 · Named on Form ADV at 3 SEC-registered advisers

At a glance

Stifel Capital Management, LLC, an SEC-registered asset manager based in New York, NY with $4.2 billion in regulatory assets, lists Avi L. Stein on its Form ADV as Chief Financial Officer, a control person. The SEC filings also name Avi at 2 other registered advisers.

Firms and roles

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Avi’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
3 firmsLocked
Control-person status
3 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (8)

3 more people named with Avi on the same filings, with titles and firms. Free in Atlas with a free account.

See all 8 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Avi’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.