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Owner · AWM Investment Company Inc

Austin W. Marxe

CRD 322010 · Named on Form ADV at one SEC-registered adviser

At a glance

AWM Investment Company Inc, an SEC-registered private fund adviser based in New York, NY with $1.3 billion in regulatory assets, lists Austin W. Marxe on its Form ADV as Owner.

Firms and roles

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Austin’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Austin’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.