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Executive Vice President · AWM Investment Company Inc

Adam C. Stettner

CRD 4586876 · Named on Form ADV at one SEC-registered adviser

At a glance

AWM Investment Company Inc, an SEC-registered private fund adviser based in New York, NY with $1.3 billion in regulatory assets, lists Adam C. Stettner on its Form ADV as Executive Vice President, a control person.

Firms and roles

AtlasMembers

Adam’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Adam’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.