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Chief Compliance Officer · Three Peaks Capital Management, LLC

Ashley D. McLaughlin

CRD 7295061 · Named on Form ADV at one SEC-registered adviser

At a glance

Three Peaks Capital Management, LLC, an SEC-registered wealth manager based in Castle Rock, CO with $223 million in regulatory assets, lists Ashley D. McLaughlin on its Form ADV as Chief Compliance Officer.

Firms and roles

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Ashley’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Sandy R. RufenachtManaging Member, Chief Executive Officer, Chief Investment Officer, Three Peaks Capital Management, LLC
  • Andrew L. BaumanChief Operations Officer, Three Peaks Capital Management, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Ashley’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.