Chief Operations Officer · Three Peaks Capital Management, LLC
Andrew L. Bauman
CRD 6030928 · Named on Form ADV at one SEC-registered adviser
At a glance
Three Peaks Capital Management, LLC, an SEC-registered wealth manager based in Castle Rock, CO with $223 million in regulatory assets, lists Andrew L. Bauman on its Form ADV as Chief Operations Officer, a control person.
Firms and roles
- Three Peaks Capital Management, LLCChief Operations OfficerWealth manager · Castle Rock, CO · $223M in regulatory assets
AtlasMembers
Andrew’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Sandy R. RufenachtManaging Member, Chief Executive Officer, Chief Investment Officer, Three Peaks Capital Management, LLC
- Ashley D. McLaughlinChief Compliance Officer, Three Peaks Capital Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Andrew’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.