Director · Polus Capital Management (US) Inc.
Annalisa N. Rotunno
CRD 7640314 · Named on Form ADV at one SEC-registered adviser
At a glance
Polus Capital Management (US) Inc., an SEC-registered private fund adviser based in New York, NY with $1.2 billion in regulatory assets, lists Annalisa N. Rotunno on its Form ADV as Director, a control person.
Firms and roles
- Polus Capital Management (US) Inc.DirectorPrivate fund adviser · New York, NY · $1.2B in regulatory assets
AtlasMembers
Annalisa’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Nicholas I. ChalmersDirector, Polus Capital Management (US) Inc.
- David D. KimDirector, Polus Capital Management (US) Inc.
- Stefano N. DovaDirector, Polus Capital Management (US) Inc.
- Frank N. GoasguenDirector, Polus Capital Management (US) Inc.
- William R. CannonChief Compliance Officer, Polus Capital Management (US) Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Annalisa’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.