Director · Polus Capital Management Limited
Frank N. Goasguen
CRD 4850272 · Named on Form ADV at 3 SEC-registered advisers
At a glance
Polus Capital Management Limited, an SEC-registered private fund adviser based in London, United Kingdom with $5.3 billion in regulatory assets, lists Frank N. Goasguen on its Form ADV as Director, a control person. The SEC filings also name Frank at 2 other registered advisers.
Firms and roles
- Polus Capital Management LimitedDirectorPrivate fund adviser · London, United Kingdom · $5.3B in regulatory assets
- RAM Active Investments S.A.Chief Executive Officer, DirectorPrivate fund adviser · Geneva, Switzerland · $2.4B in regulatory assets
- Polus Capital Management (US) Inc.DirectorPrivate fund adviser · New York, NY · $1.2B in regulatory assets
AtlasMembers
Frank’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 3 firmsLocked
- Control-person status
- 3 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (21)
- Nicholas I. ChalmersChief Executive Officer and Director, Polus Capital Management Limited
- Shaun R. WoodChief Legal Officer, Polus Capital Management Limited
- Samantha L. BartlettChief Financial Officer and Director, Polus Capital Management Limited
- Glen C. MifsudPresident, Polus Capital Management Limited
- Robert J. DaffornChief Investment Officer - Opportunistic Credit, Polus Capital Management Limited
16 more people named with Frank on the same filings, with titles and firms. Free in Atlas with a free account.
See all 21 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Frank’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.