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Finop / President / Director / PFO / POO / Treasurer · UMB Financial Services, Inc.

Angela Gaye Gates

CRD 2626070 · Named on Form ADV at one SEC-registered adviser

At a glance

UMB Financial Services, Inc., an SEC-registered broker-dealer firm based in Kansas City, MO with $5 million in regulatory assets, lists Angela Gaye Gates on its Form ADV as Finop / President / Director / PFO / POO / Treasurer, a control person.

Firms and roles

  • UMB Financial Services, Inc.Finop / President / Director / PFO / POO / TreasurerBroker-dealer firm · Kansas City, MO · $5M in regulatory assets

AtlasMembers

Angela’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Angela’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.