Director · UMB Financial Services, Inc.
Thomas Harold Massey
CRD 2062653 · Named on Form ADV at one SEC-registered adviser
At a glance
UMB Financial Services, Inc., an SEC-registered broker-dealer firm based in Kansas City, MO with $5 million in regulatory assets, lists Thomas Harold Massey on its Form ADV as Director.
Firms and roles
- UMB Financial Services, Inc.DirectorBroker-dealer firm · Kansas City, MO · $5M in regulatory assets
AtlasMembers
Thomas’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Jeffrey Thomas MaxwellCao, svp, UMB Financial Services, Inc.
- Angela Gaye GatesFinop / President / Director / PFO / POO / Treasurer, UMB Financial Services, Inc.
- Phillip James MasonDirector, UMB Financial Services, Inc.
- Christopher Sheldon LongChief Compliance Officer, UMB Financial Services, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Thomas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.