Investment adviser representative · Richards Financial Planning, LLC
Alvin V. Richards
CRD 1685804 · Houston, TX
At a glance
Alvin V. Richards is an investment adviser representative with Richards Financial Planning, LLC in Houston, TX, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Alvin’s SEC record dates to 2020, about 6 years ago. Designations on file: Chartered Financial Consultant.
Current advisory firm
- Richards Financial Planning, LLCSince January 2020Houston, TX · State-registered or not in the SEC’s list
SEC adviser record
- Registered since
- 2020 (6 years)
- Designations
- Chartered Financial Consultant
- Exams
- Series 63
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Alvin’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.