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Chief Compliance Officer · Simplify Asset Management Inc.

Albert A. Moore

CRD 6007672 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Simplify Asset Management Inc., an SEC-registered asset manager based in LAS Vegas, NV with $14.1 billion in regulatory assets, lists Albert A. Moore on its Form ADV as Chief Compliance Officer. The SEC filings also name Albert at 1 other registered adviser.

Firms and roles

AtlasMembers

Albert’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (10)

  • Paul S. KimCo-Founder, Chief Executive Officer, Simplify Asset Management Inc.
  • David M. BernsCo-Founder, Chief Investment Officer, Simplify Asset Management Inc.
  • Brian C. KelleherChief Revenue Officer, Simplify Asset Management Inc.
  • Fiona C. HoChief Operating Officer, Simplify Asset Management Inc.
  • John RyuChief Financial Officer, Simplify Asset Management Inc.

5 more people named with Albert on the same filings, with titles and firms. Free in Atlas with a free account.

See all 10 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Albert’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.