COMPLY
Compliance software and services suite for RIAs, wealth managers and broker-dealers.
comply.comCOMPLY is the parent brand for what were ComplySci, RIA in a Box, NRS and illumis. Its products include the Comply Platform for employee and firm compliance tasks and Comply for RIA, which is aimed at registered investment advisers.
ComplySci bought RIA in a Box in 2021, and the combined company adopted the COMPLY name in November 2022. Its news page lists the purchase of Trailight in January 2026.
What it does
- Personal trading and code of ethics
- Policy and regulatory filings
- Marketing review
- Compliance testing
Coverage
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