News
Veteran Calif. advisor at center of $50M customer complaint sidesteps Morgan Stanley’s clawback
Sam Su worked at UBS Financial Services in San Francisco from 2008 to 2023 before jumping to Morgan Stanley.
Summary as published by InvestmentNews
More on Morgan Stanley
Morgan Stanley hub →AdvisorHub · Nov 11, 5:49 AM ET
Morgan Stanley Extends Merrill Recruiting Streak With $1.5B California TeamFinancial Advisor IQ · Nov 10, 11:00 AM ET
Morgan Stanley to Buy Vinyl Equity to Capture More IPO WealthWealth Solutions Report · Nov 10, 9:20 AM ET
Trilogy Recruits $225 Million Morgan Stanley Advisor For San Diego OfficeAdvisorHub · Nov 10, 5:24 AM ET
Morgan Stanley Wealth Chief Says Big Firms Can Survive ‘AI Obsolescence’
More on UBS
UBS hub →InvestmentNews · Nov 12, 12:00 PM ET
Raymond James lands $18.7B Synovus team as LPL adds UBS breakawaysAdvisorHub · Nov 12, 7:15 AM ET
LPL Lands $480M UBS Team in New Jersey
Financial ADVSR links to reporting from across the industry. This story was reported by InvestmentNews. Financial ADVSR is not affiliated with InvestmentNews. Updated every 10 minutes.