Friday, November 13, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab surprises analysts with extra rapid launch of own MCP servers, also leaping from read-only to agentic (get stuff done) AI; it leaves RIAs out for now, and makes Anthropic's days numbered as Schwab's exclusive LLMRB NVIDIA is both that bad as a CEO disaster but likely still good -- as a value stock -- with great growth potential, despite spy scandal, say CIOs, fund managers, analysts and AI expertsIN ETF issuers weigh closures as launch pace heads for new recordFP Raymond James CEO: Tech, not the biggest check, wins recruitsFP How State Street and Savvy forged new paths to add to the custody competitionWM Income Lab Expands Planning Tools Beyond RetirementIN Hightower Signature Wealth adds $380M New Jersey practiceWM RIA Edge Panel Touts Family Office Services, But ‘How’ Remains TrickyFP As AI raises the bar for advice, RIA margins may struggle to followIN Barred advisor forged wife’s signature on life insurance contracts, according to FINRA

Regulation

SEC and state regulators tighten grip on fraud in fiscal 2026

InvestmentNews ·

Image: InvestmentNews

Broker-dealer enforcement actions surged 66% as the SEC and state regulators cracked down on Ponzi schemes and digital asset fraud.

Summary as published by InvestmentNews
Read the full story at InvestmentNews →

Financial ADVSR links to reporting from across the industry. This story was reported by InvestmentNews. Financial ADVSR is not affiliated with InvestmentNews. Updated every 10 minutes.

The full wire →