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Est. 2026The front page of wealth managementNew York

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Regulation

SEC Raises ‘Small’ Advisor Threshold to $1B, Compliance Rules Unchanged

AdvisorHub ·

The change lifts the threshold 40-fold from $25 million currently and allows the SEC to consider thousands more firms when evaluating the impact of new rules. The bar was last changed in 1998. The new ...

Summary as published by AdvisorHub
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