Regulation
SEC passes Finra proposal to allow projected performance
The final rule does not include language, published with the initial proposal, that would have required firms to have an express ‘reasonable basis’ for performance calculations.
Summary as published by Citywire RIA
Read the full story at Citywire RIA →Citywire RIA may require a subscription.
Financial ADVSR links to reporting from across the industry. This story was reported by Citywire RIA. Financial ADVSR is not affiliated with Citywire RIA. Updated every 10 minutes.