Wealth manager, independent · Greensboro, NC
Zuraw Financial Advisors, LLC
SEC-registered investment adviser · CRD 173129 · SEC 801-80364
At a glance
Zuraw Financial Advisors, LLC is an SEC-registered investment adviser based in Greensboro, North Carolina, with $520 million in regulatory assets under management as of its Form ADV filed February 23, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 154 individual clients. By Form ADV it is a wealth manager, ranked 2,815th of 8,915 wealth managers and 7,667th of 17,210 SEC-registered advisers by assets.
Main office 336-290-7062 ext. 101zurawfinancialadvisors.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $520M
- Rank among wealth managers
- #2,815 of 8,915
- Rank among all SEC RIAs
- #7,667 of 17,210
- Rank in North Carolina
- #112 of 288
- Individual clients
- 154
- High-net-worth clients
- 64
- Accounts
- 756
- Discretionary
- 100% of AUM
- Employees
- 3
- Advisory staff
- 2
- Offices
- 2
Owners and executives on its Form ADV
- Ann B. ZurawManaging Member, Chief Compliance Officer
- Lucy Z. ThompsonCo-Manager, Treasurer, Secretary
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 64 | $395M | 76% |
| Corporations or other businesses | 10 | $93M | 18% |
| Individuals | 90 | $31M | 6% |
| Banking or thrift institutions | 1 | $0M | <1% |
Disciplinary disclosures
Zuraw Financial Advisors, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Selecting other advisers
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗zurawfinancialadvisors.com ↗
AtlasMembers
The full record on Zuraw Financial Advisors, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 5,354 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
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Background
Questions
How much does Zuraw Financial Advisors, LLC manage?
Zuraw Financial Advisors, LLC reports $520 million in regulatory assets under management across 756 accounts, 100% of it on a discretionary basis, on its Form ADV filed February 23, 2026.
What kind of firm is Zuraw Financial Advisors, LLC?
Zuraw Financial Advisors, LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Zuraw Financial Advisors, LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($395 million, 64 clients); corporations or other businesses ($93 million, 10 clients); individuals ($31 million, 90 clients).
Does Zuraw Financial Advisors, LLC have any disciplinary history?
Zuraw Financial Advisors, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Zuraw Financial Advisors, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-02-23), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →