Private fund adviser · SAN Francisco, CA
White Oak Global Advisors, LLC
SEC-registered investment adviser · CRD 149659 · SEC 801-70433
At a glance
White Oak Global Advisors, LLC is an SEC-registered investment adviser based in SAN Francisco, California, with $5.1 billion in regulatory assets under management as of its Form ADV filed September 24, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 971st of 4,686 private fund advisers and 2,065th of 17,210 SEC-registered advisers by assets.
Main office 415-644-4100whiteoaksf.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $5.1B
- Rank among private fund advisers
- #971 of 4,686
- Rank among all SEC RIAs
- #2,065 of 17,210
- Rank in California
- #220 of 1,873
- Clients
- 55
- Accounts
- 63
- Discretionary
- 100% of AUM
- Employees
- 58
- Advisory staff
- 32
- Offices
- 3
Owners and executives on its Form ADV
- Andre A. HakkakManaging Partner, Chief Executive Officer
- Darius J. MozaffarianPresident, Chief Operating Officer
- Won K. RhaChief Compliance Officer
- Eric LemieuxChief Risk Officer
- John T. BeattyGeneral Counsel
Custody and brokerage
Broker-dealer
Hybrid RIA
White Oak Global Advisors, LLC is a hybrid RIA: 4 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: White Oak Merchant Partners LLC.
- White Oak Merchant Partners LLC ↗CRD 140142
Its Form ADV brochure (filed March 2026) names White Oak Merchant Partners as the broker-dealer its advisers are registered with.
Item 10.C below.) Other individuals employed by WOGA are also associated with WOMP.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 55 | $4.8B | 95% |
| Insurance companies | – | $121M | 2% |
| Pension and profit sharing plans | – | $56M | 1% |
| State or municipal government entities | – | $54M | 1% |
| Corporations or other businesses | – | $36M | <1% |
Private funds
White Oak Global Advisors, LLC reports 37 private funds with $4.8B in gross assets: hedge funds, private equity funds (Form ADV Item 7.B).
Disciplinary disclosures
White Oak Global Advisors, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗whiteoaksf.com ↗
AtlasMembers
The full record on White Oak Global Advisors, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 1,358 peers of its type and size
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- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does White Oak Global Advisors, LLC manage?
White Oak Global Advisors, LLC reports $5.1 billion in regulatory assets under management across 63 accounts, 100% of it on a discretionary basis, on its Form ADV filed September 24, 2026.
What kind of firm is White Oak Global Advisors, LLC?
White Oak Global Advisors, LLC is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are White Oak Global Advisors, LLC’s clients?
By assets, its largest client types are pooled investment vehicles ($4.8 billion, 55 clients); insurance companies ($121 million); pension and profit sharing plans ($56 million).
Does White Oak Global Advisors, LLC manage private funds?
Yes. It reports 37 private funds with $4.8 billion in gross assets, including hedge funds, private equity funds.
Does White Oak Global Advisors, LLC have any disciplinary history?
White Oak Global Advisors, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is White Oak Global Advisors, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-24), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →