Wealth manager, independent · Akron, OH
Warther Private Wealth
Warther Private Wealth, LLC · SEC-registered investment adviser · CRD 125145 · SEC 801-126233
At a glance
Warther Private Wealth is an SEC-registered investment adviser based in Akron, Ohio, with $371 million in regulatory assets under management as of its Form ADV filed March 26, 2025. Its largest client group by assets is high-net-worth individuals, and it reports 237 individual clients. By Form ADV it is a wealth manager, ranked 3,735th of 8,915 wealth managers and 9,144th of 17,210 SEC-registered advisers by assets.
- Regulatory AUM
- $371M
- Rank among wealth managers
- #3,735 of 8,915
- Rank among all SEC RIAs
- #9,144 of 17,210
- Rank in Ohio
- #206 of 403
- Individual clients
- 237
- High-net-worth clients
- 56
- Accounts
- 617
- Discretionary
- 100% of AUM
- Employees
- 9
- Advisory staff
- 2
- Offices
- 3
Custody and brokerage
Custodian
Warther Private Wealth’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Warther Private Wealth is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 56 | $223M | 60% |
| Individuals | 181 | $108M | 29% |
| Other | 2 | $29M | 8% |
| Corporations or other businesses | 10 | $12M | 3% |
Disciplinary disclosures
Warther Private Wealth reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Warther Private Wealth
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 3 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 6,209 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- Locked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Warther Private Wealth manage?
Warther Private Wealth reports $371 million in regulatory assets under management across 617 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 26, 2025.
What kind of firm is Warther Private Wealth?
Warther Private Wealth is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Warther Private Wealth’s clients?
By assets, its largest client types are high-net-worth individuals ($223 million, 56 clients); individuals ($108 million, 181 clients); other ($29 million, 2 clients).
Does Warther Private Wealth have any disciplinary history?
Warther Private Wealth reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Warther Private Wealth’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing, which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →