Asset manager · Phoenix, AZ
Wall Capital Group, Inc.
SEC-registered investment adviser · CRD 105913 · SEC 801-41815
At a glance
Wall Capital Group, Inc. is an SEC-registered investment adviser based in Phoenix, Arizona, with $295 million in regulatory assets under management as of its Form ADV filed April 20, 2026. Its largest client group by assets is state or municipal government entities, and it reports 794 individual clients. By Form ADV it is a asset manager, ranked 1,951st of 3,218 asset managers and 10,254th of 17,210 SEC-registered advisers by assets.
Main office 623-242-6332wallcapitalgroup.comAs filed on Form ADV
- Regulatory AUM
- $295M
- Rank among asset managers
- #1,951 of 3,218
- Rank among all SEC RIAs
- #10,254 of 17,210
- Rank in Arizona
- #99 of 212
- Individual clients
- 794
- High-net-worth clients
- 34
- Accounts
- 1,487
- Discretionary
- 45% of AUM
- Employees
- 5
- Advisory staff
- 3
- Offices
- 1
Owners and executives on its Form ADV
- Colleen M. WallSecretary
- David J. WallPresident and Chief Compliance Officer
- Alisha M. StockerVice President
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| State or municipal government entities | 5 | $148M | 50% |
| Individuals | 760 | $93M | 32% |
| High-net-worth individuals | 34 | $49M | 17% |
| Charitable organizations | – | $3M | <1% |
| Other investment advisers | – | $2M | <1% |
| Corporations or other businesses | – | $0M | <1% |
Disciplinary disclosures
Wall Capital Group, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗wallcapitalgroup.com ↗
AtlasMembers
The full record on Wall Capital Group, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 923 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Wall Capital Group, Inc. manage?
Wall Capital Group, Inc. reports $295 million in regulatory assets under management across 1,487 accounts, 45% of it on a discretionary basis, on its Form ADV filed April 20, 2026.
What kind of firm is Wall Capital Group, Inc.?
Wall Capital Group, Inc. is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Wall Capital Group, Inc.’s clients?
By assets, its largest client types are state or municipal government entities ($148 million, 5 clients); individuals ($93 million, 760 clients); high-net-worth individuals ($49 million, 34 clients).
Does Wall Capital Group, Inc. have any disciplinary history?
Wall Capital Group, Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Wall Capital Group, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-20), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →