Wealth manager, wrap-program sponsor · Ridgewood, NJ
Vision Retirement
Vision Retirement, LLC · SEC-registered investment adviser · CRD 173064 · SEC 801-126524
At a glance
Vision Retirement is an SEC-registered investment adviser based in Ridgewood, New Jersey, with $634 million in regulatory assets under management as of its Form ADV filed June 18, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 1,106 individual clients. By Form ADV it is a wealth manager (wrap-program sponsor), ranked 2,365th of 8,915 wealth managers and 6,901st of 17,210 SEC-registered advisers by assets.
Main office 201-447-2212visionretirement.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $634M
- Rank among wealth managers
- #2,365 of 8,915
- Rank among all SEC RIAs
- #6,901 of 17,210
- Rank in New Jersey
- #154 of 392
- Individual clients
- 1,106
- High-net-worth clients
- 451
- Accounts
- 1,965
- Discretionary
- 95% of AUM
- Employees
- 13
- Advisory staff
- 5
- Offices
- 3
Owners and executives on its Form ADV
- Paul D. MullerManaging Member, CCO
- Joseph M. LanzaManaging Member
Custody and brokerage
Broker-dealer
Hybrid RIA
Vision Retirement is a hybrid RIA: 6 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed June 2026) names LPL Financial, an unaffiliated broker-dealer, as the broker-dealer its advisers are registered with.
Investment advisor representatives with Vision Retirement may also be registered representatives of LPL Financial (LPL) doing business as RFA Investments, LLC.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 451 | $504M | 80% |
| Individuals | 655 | $120M | 19% |
| Corporations or other businesses | 8 | $7M | 1% |
| Pension and profit sharing plans | 2 | $1M | <1% |
| Charitable organizations | 3 | $1M | <1% |
Disciplinary disclosures
Vision Retirement reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Other services
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗visionretirement.com ↗
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The full record on Vision Retirement
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 4,786 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Vision Retirement manage?
Vision Retirement reports $634 million in regulatory assets under management across 1,965 accounts, 95% of it on a discretionary basis, on its Form ADV filed June 18, 2026.
What kind of firm is Vision Retirement?
Vision Retirement is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Vision Retirement’s clients?
By assets, its largest client types are high-net-worth individuals ($504 million, 451 clients); individuals ($120 million, 655 clients); corporations or other businesses ($7 million, 8 clients).
Does Vision Retirement have any disciplinary history?
Vision Retirement reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Vision Retirement’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-18), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →