Wealth manager, bank-affiliated · Rosemount, MN
Vermillion Wealth Management Inc.
SEC-registered investment adviser · CRD 281978 · SEC 801-107450
At a glance
Vermillion Wealth Management Inc. is an SEC-registered investment adviser based in Rosemount, Minnesota, with $460 million in regulatory assets under management as of its Form ADV filed June 18, 2026. Its largest client group by assets is individuals, and it reports 706 individual clients. By Form ADV it is a wealth manager (bank-affiliated), ranked 3,095th of 8,915 wealth managers and 8,170th of 17,210 SEC-registered advisers by assets.
Main office 651-480-4601vermillionwealthmanagement.comAs filed on Form ADV
- Regulatory AUM
- $460M
- Rank among wealth managers
- #3,095 of 8,915
- Rank among all SEC RIAs
- #8,170 of 17,210
- Rank in Minnesota
- #148 of 276
- Individual clients
- 706
- High-net-worth clients
- 15
- Accounts
- 1,530
- Discretionary
- 100% of AUM
- Employees
- 5
- Advisory staff
- 4
- Offices
- 1
Owners and executives on its Form ADV
- James F. PoeplPresident
- Holly K OstertagChief Compliance Officer
- Nicholas J. FamularoOwner
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 691 | $305M | 66% |
| High-net-worth individuals | 15 | $155M | 34% |
Disciplinary disclosures
Vermillion Wealth Management Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗vermillionwealthmanagement.com ↗
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- Assets, accounts, clients and staff, 9 years of filings
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- 3 namedLocked
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Background
Questions
How much does Vermillion Wealth Management Inc. manage?
Vermillion Wealth Management Inc. reports $460 million in regulatory assets under management across 1,530 accounts, 100% of it on a discretionary basis, on its Form ADV filed June 18, 2026.
What kind of firm is Vermillion Wealth Management Inc.?
Vermillion Wealth Management Inc. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals. It reports a bank or thrift among its related persons.
Who are Vermillion Wealth Management Inc.’s clients?
By assets, its largest client types are individuals ($305 million, 691 clients); high-net-worth individuals ($155 million, 15 clients).
Does Vermillion Wealth Management Inc. have any disciplinary history?
Vermillion Wealth Management Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Vermillion Wealth Management Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-18), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →