Broker-dealer firm · Montreal, Quebec, Canada
Van Berkom and Associates Inc.
SEC-registered investment adviser · CRD 128221 · SEC 801-62340
At a glance
Van Berkom and Associates Inc. is an SEC-registered investment adviser based in Montreal, Quebec, Canada, with $3.4 billion in regulatory assets under management as of its Form ADV filed September 28, 2026. Its largest client group by assets is state or municipal government entities. By Form ADV it is a broker-dealer firm, ranked 107th of 391 broker-dealer firms and 2,626th of 17,210 SEC-registered advisers by assets.
Main office 514-985-5759vanberkomglobal.comAs filed on Form ADV
- Regulatory AUM
- $3.4B
- Rank among broker-dealer firms
- #107 of 391
- Rank among all SEC RIAs
- #2,626 of 17,210
- Clients
- 36
- Accounts
- 39
- Discretionary
- 100% of AUM
- Employees
- 33
- Advisory staff
- 17
- Offices
- 1
Owners and executives on its Form ADV
- Joannes S. Van BerkomFounder & Partner, Honorary Chairman of the Board
- Mathieu SiroisPartner, Chief Executive Officer, President, Senior Portfolio Manager, U.S. Small-Cap Equities, Ultimate Designated Person
- Muhammad Ammar AliPartner & Senior Analyst, U.S. Small-Cap Equities
- Ghislaine Van BerkomSecretary
- Gabriel Bouchard- PhillipsPartner & Senior Portfolio Manager, Canadian Small-Cap Equities
- Julien CicciPartner, Senior Analyst, U.S. Small-Cap Equities
- Alexandre InnesPartner, Senior Analyst, U.S. Small-Cap Equities
- Zhuo LingPartner, Senior Portfolio Manager, Global Equities
- Francois WatierPartner, Senior Analyst, Canadian Small-Cap Equities
- Maxime RobillardPartner, Senior Analyst, Canadian Small-Cap Equities
- Patrick LamontagnePartner, Chief Operating Officer
- Philip LambrinosHead Trader and Manager, Trading Department
Custody and brokerage
Custodian
Van Berkom and Associates Inc.’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| State or municipal government entities | 9 | $2.1B | 61% |
| Pension and profit sharing plans | 9 | $607M | 18% |
| Charitable organizations | 8 | $380M | 11% |
| Pooled investment vehicles | 5 | $180M | 5% |
| Other | 5 | $144M | 4% |
| High-net-worth individuals | – | $16M | <1% |
Disciplinary disclosures
Van Berkom and Associates Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗vanberkomglobal.com ↗
AtlasMembers
The full record on Van Berkom and Associates Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 95 peers of its type and size
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- Owners and executives, with titles and stakes
- 17 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 4Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Van Berkom and Associates Inc. manage?
Van Berkom and Associates Inc. reports $3.4 billion in regulatory assets under management across 39 accounts, 100% of it on a discretionary basis, on its Form ADV filed September 28, 2026.
What kind of firm is Van Berkom and Associates Inc.?
Van Berkom and Associates Inc. is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser.
Who are Van Berkom and Associates Inc.’s clients?
By assets, its largest client types are state or municipal government entities ($2.1 billion, 9 clients); pension and profit sharing plans ($607 million, 9 clients); charitable organizations ($380 million, 8 clients).
Does Van Berkom and Associates Inc. have any disciplinary history?
Van Berkom and Associates Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Van Berkom and Associates Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-28), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →