Broker-dealer firm · Buffalo, NY
Trubee Wealth Advisors, Inc.
SEC-registered investment adviser · CRD 3618 · SEC 801-70259
At a glance
Trubee Wealth Advisors, Inc. is an SEC-registered investment adviser based in Buffalo, New York, with $911 million in regulatory assets under management as of its Form ADV filed March 17, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 686 individual clients. By Form ADV it is a broker-dealer firm, ranked 169th of 391 broker-dealer firms and 5,660th of 17,210 SEC-registered advisers by assets.
Main office 716-849-1401trubeewealth.comAs filed on Form ADV
- Regulatory AUM
- $911M
- Rank among broker-dealer firms
- #169 of 391
- Rank among all SEC RIAs
- #5,660 of 17,210
- Rank in New York
- #1,199 of 2,591
- Individual clients
- 686
- High-net-worth clients
- 166
- Accounts
- 1,377
- Discretionary
- 87% of AUM
- Employees
- 17
- Advisory staff
- 14
- Offices
- 1
Owners and executives on its Form ADV
- William Robert PictorVice President
- Jeffrey Allan BowenVice President, Srop, Crop
- Thomas Richard TurkVice President
- Charles Ernest GeloVice President
- John David ShinePresident, Branch Manager, & CEO
- Nicholas VerbanicVice President
- Patricia Edith Reinard-KopsaChief Compliance Officer
- Harrison Michael SteinwaldFinop and CFO
- Thomas Gerard VosslerVice President
- Anthony Frank FrandinaVice President
- Nicholas Alexander IngoldVice President
- Anne Jennifer EmblidgeFinancial Advisor
Custody and brokerage
Broker-dealer
Hybrid RIA
Trubee Wealth Advisors, Inc. is a hybrid RIA: 16 of its employees are also registered representatives of a broker-dealer.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 166 | $628M | 69% |
| Individuals | 520 | $206M | 23% |
| Charitable organizations | 31 | $41M | 5% |
| Corporations or other businesses | 8 | $23M | 3% |
| Pension and profit sharing plans | 9 | $12M | 1% |
Disciplinary disclosures
Trubee Wealth Advisors, Inc. answers yes to 1 disclosure item in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗trubeewealth.com ↗
AtlasMembers
The full record on Trubee Wealth Advisors, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 132 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 12 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Trubee Wealth Advisors, Inc. manage?
Trubee Wealth Advisors, Inc. reports $911 million in regulatory assets under management across 1,377 accounts, 87% of it on a discretionary basis, on its Form ADV filed March 17, 2026.
What kind of firm is Trubee Wealth Advisors, Inc.?
Trubee Wealth Advisors, Inc. is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser.
Who are Trubee Wealth Advisors, Inc.’s clients?
By assets, its largest client types are high-net-worth individuals ($628 million, 166 clients); individuals ($206 million, 520 clients); charitable organizations ($41 million, 31 clients).
Does Trubee Wealth Advisors, Inc. have any disciplinary history?
Trubee Wealth Advisors, Inc. answers yes to 1 disclosure item in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Trubee Wealth Advisors, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-17), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →