Wealth manager, wrap-program sponsor · Denver, CO
Triumph Capital Management
SEC-registered investment adviser · CRD 282814 · SEC 801-107312
At a glance
Triumph Capital Management is an SEC-registered investment adviser based in Denver, Colorado, with $646 million in regulatory assets under management as of its Form ADV filed March 6, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 2,193 individual clients. By Form ADV it is a wealth manager (wrap-program sponsor), ranked 2,325th of 8,915 wealth managers and 6,831st of 17,210 SEC-registered advisers by assets.
Main office 720-399-5555triumphcapitalmanagement.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $646M
- Rank among wealth managers
- #2,325 of 8,915
- Rank among all SEC RIAs
- #6,831 of 17,210
- Rank in Colorado
- #116 of 359
- Individual clients
- 2,193
- High-net-worth clients
- 378
- Accounts
- 3,653
- Discretionary
- 100% of AUM
- Employees
- 18
- Advisory staff
- 17
- Offices
- 3
Owners and executives on its Form ADV
- Brandon C. DresplingChief Compliance Officer
- Derek N. EichenwaldPresident
Custody and brokerage
Custodian
Triumph Capital Management’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 378 | $394M | 61% |
| Individuals | 1,815 | $223M | 35% |
| Pension and profit sharing plans | 27 | $23M | 3% |
| Corporations or other businesses | 19 | $4M | <1% |
| Charitable organizations | – | $2M | <1% |
Disciplinary disclosures
Triumph Capital Management reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗triumphcapitalmanagement.com ↗
AtlasMembers
The full record on Triumph Capital Management
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 9 years of filings
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- Growth over one, three and five years
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- Rank against 4,731 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Triumph Capital Management manage?
Triumph Capital Management reports $646 million in regulatory assets under management across 3,653 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 6, 2026.
What kind of firm is Triumph Capital Management?
Triumph Capital Management is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Triumph Capital Management’s clients?
By assets, its largest client types are high-net-worth individuals ($394 million, 378 clients); individuals ($223 million, 1,815 clients); pension and profit sharing plans ($23 million, 27 clients).
Does Triumph Capital Management have any disciplinary history?
Triumph Capital Management reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Triumph Capital Management’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-06), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →