Private fund adviser · SAN Francisco, CA
Trinity Alps Capital
Trinity Alps Capital Partners, LP · SEC-registered investment adviser · CRD 287741 · SEC 801-117657
At a glance
Trinity Alps Capital is an SEC-registered investment adviser based in SAN Francisco, California, with $1.1 billion in regulatory assets under management as of its Form ADV filed March 31, 2026. Its largest client group by assets is pooled investment vehicles, and it reports 1 individual clients. By Form ADV it is a private fund adviser, ranked 2,238th of 4,686 private fund advisers and 5,165th of 17,210 SEC-registered advisers by assets.
Main office 415-740-5841trinityalpscapital.comAs filed on Form ADV
- Regulatory AUM
- $1.1B
- Rank among private fund advisers
- #2,238 of 4,686
- Rank among all SEC RIAs
- #5,165 of 17,210
- Rank in California
- #597 of 1,873
- Individual clients
- 1
- High-net-worth clients
- 1
- Accounts
- 21
- Discretionary
- 0% of AUM
- Employees
- 6
- Advisory staff
- 6
- Offices
- 1
Owners and executives on its Form ADV
- Raj D. VenkatesanLimited Partner and Chief Investment Officer
- Gregory M. SiemonsChief Operating Officer and Chief Compliance Officer
- Sigurd StrackChief Investment Officer - Private Investments
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 16 | $1.1B | 100% |
| High-net-worth individuals | 1 | $3M | <1% |
Private funds
Trinity Alps Capital reports 9 private funds with $652M in gross assets: private equity funds, venture capital funds, other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Trinity Alps Capital reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗trinityalpscapital.com ↗
AtlasMembers
The full record on Trinity Alps Capital
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 6 years of filings
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- Growth over one, three and five years
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- Rank against 2,122 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Trinity Alps Capital manage?
Trinity Alps Capital reports $1.1 billion in regulatory assets under management across 21 accounts, 0% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
What kind of firm is Trinity Alps Capital?
Trinity Alps Capital is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are Trinity Alps Capital’s clients?
By assets, its largest client types are pooled investment vehicles ($1.1 billion, 16 clients); high-net-worth individuals ($3 million, 1 clients).
Does Trinity Alps Capital manage private funds?
Yes. It reports 9 private funds with $652 million in gross assets, including private equity funds, venture capital funds, other private funds.
Does Trinity Alps Capital have any disciplinary history?
Trinity Alps Capital reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Trinity Alps Capital’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →