Wealth manager, wrap-program sponsor · Madison, NJ
Transcend Capital Advisors, LLC
SEC-registered investment adviser · CRD 299723 · SEC 801-114435
At a glance
Transcend Capital Advisors, LLC is an SEC-registered investment adviser based in Madison, New Jersey, with $2.9 billion in regulatory assets under management as of its Form ADV filed July 16, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 1,073 individual clients. By Form ADV it is a wealth manager (wrap-program sponsor), ranked 540th of 8,915 wealth managers and 2,875th of 17,210 SEC-registered advisers by assets.
Main office 973-370-3203transcendcapital.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $2.9B
- Rank among wealth managers
- #540 of 8,915
- Rank among all SEC RIAs
- #2,875 of 17,210
- Rank in New Jersey
- #57 of 392
- Individual clients
- 1,073
- High-net-worth clients
- 450
- Accounts
- 4,145
- Discretionary
- 99% of AUM
- Employees
- 39
- Advisory staff
- 27
- Offices
- 5
Owners and executives on its Form ADV
- Brian J. GorczynskiChief Executive Officer
- Glen M BusheryChief Financial Officer
- Matthew D FassnachtPartner
- Robert P. BrownPartner
- Jacob GrossmanPresident
- Paul A. CummingsChief Compliance Officer, Chief Wealth Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Transcend Capital Advisors, LLC is a hybrid RIA: 8 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed March 2026) names Purshe Kaplan Sterling Investments as the broker-dealer its advisers are registered with.
Broker-Dealer Affiliation Certain Firm representatives who provide investment advice to clients (our “Advisory Persons”) are also registered representatives of Purshe Kaplan Sterling Investments, Inc.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 450 | $2.4B | 83% |
| Pooled investment vehicles | 12 | $237M | 8% |
| Individuals | 623 | $215M | 7% |
| Corporations or other businesses | 9 | $38M | 1% |
Private funds
Transcend Capital Advisors, LLC reports 12 private funds with $360M in gross assets: private equity funds (Form ADV Item 7.B).
Disciplinary disclosures
Transcend Capital Advisors, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗transcendcapital.com ↗
AtlasMembers
The full record on Transcend Capital Advisors, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 6 years of filings
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- Growth over one, three and five years
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- Rank against 1,392 peers of its type and size
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- Owners and executives, with titles and stakes
- 6 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 2Locked
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Background
Questions
How much does Transcend Capital Advisors, LLC manage?
Transcend Capital Advisors, LLC reports $2.9 billion in regulatory assets under management across 4,145 accounts, 99% of it on a discretionary basis, on its Form ADV filed July 16, 2026.
What kind of firm is Transcend Capital Advisors, LLC?
Transcend Capital Advisors, LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Transcend Capital Advisors, LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($2.4 billion, 450 clients); pooled investment vehicles ($237 million, 12 clients); individuals ($215 million, 623 clients).
Does Transcend Capital Advisors, LLC manage private funds?
Yes. It reports 12 private funds with $360 million in gross assets, including private equity funds.
Does Transcend Capital Advisors, LLC have any disciplinary history?
Transcend Capital Advisors, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Transcend Capital Advisors, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-16), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →