Asset manager · Laguna Hills, CA
Towneley Capital Management, Inc.
SEC-registered investment adviser · CRD 169863 · SEC 801-78957
At a glance
Towneley Capital Management, Inc. is an SEC-registered investment adviser based in Laguna Hills, California, with $1.1 billion in regulatory assets under management as of its Form ADV filed April 6, 2026. Its largest client group by assets is charitable organizations, and it reports 154 individual clients. By Form ADV it is a asset manager, ranked 1,315th of 3,218 asset managers and 5,100th of 17,210 SEC-registered advisers by assets.
Main office 949-837-3580towneley.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.1B
- Rank among asset managers
- #1,315 of 3,218
- Rank among all SEC RIAs
- #5,100 of 17,210
- Rank in California
- #584 of 1,873
- Individual clients
- 154
- High-net-worth clients
- 61
- Accounts
- 424
- Discretionary
- 100% of AUM
- Employees
- 12
- Advisory staff
- 8
- Offices
- 1
Owners and executives on its Form ADV
- Tracy A. KuntzPresident, Chief Operating Officer and Chief Compliance Officer
- Ernest D. GarrettVice President of Investment Services
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Charitable organizations | 15 | $537M | 49% |
| High-net-worth individuals | 61 | $231M | 21% |
| Other | 61 | $190M | 17% |
| Individuals | 93 | $52M | 5% |
| Pension and profit sharing plans | 5 | $32M | 3% |
| Corporations or other businesses | 4 | $30M | 3% |
| Insurance companies | 1 | $21M | 2% |
Disciplinary disclosures
Towneley Capital Management, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Other services
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗towneley.com ↗
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The full record on Towneley Capital Management, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Rank against 988 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Towneley Capital Management, Inc. manage?
Towneley Capital Management, Inc. reports $1.1 billion in regulatory assets under management across 424 accounts, 100% of it on a discretionary basis, on its Form ADV filed April 6, 2026.
What kind of firm is Towneley Capital Management, Inc.?
Towneley Capital Management, Inc. is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Towneley Capital Management, Inc.’s clients?
By assets, its largest client types are charitable organizations ($537 million, 15 clients); high-net-worth individuals ($231 million, 61 clients); other ($190 million, 61 clients).
Does Towneley Capital Management, Inc. have any disciplinary history?
Towneley Capital Management, Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Towneley Capital Management, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-06), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →