Asset manager · Northfield, NJ
Toews Asset Management
Toews Corporation · SEC-registered investment adviser · CRD 106304 · SEC 801-47765
At a glance
Toews Asset Management is an SEC-registered investment adviser based in Northfield, New Jersey, with $1.0 billion in regulatory assets under management as of its Form ADV filed March 26, 2026. Its largest client group by assets is investment companies, and it reports 117 individual clients. By Form ADV it is a asset manager, ranked 1,339th of 3,218 asset managers and 5,273rd of 17,210 SEC-registered advisers by assets.
Main office 877-863-9726toewscorp.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.0B
- Rank among asset managers
- #1,339 of 3,218
- Rank among all SEC RIAs
- #5,273 of 17,210
- Rank in New Jersey
- #97 of 392
- Individual clients
- 117
- High-net-worth clients
- 4
- Accounts
- 129
- Discretionary
- 100% of AUM
- Employees
- 20
- Advisory staff
- 16
- Offices
- 2
Owners and executives on its Form ADV
- Phillip R. ToewsCEO, Sole Shareholder and Sole Director
- Jason A. GraffiusChief Operating and Financial Officer
- Eben T. BurrPresident
- Yu Jin KimChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Toews Asset Management is a hybrid RIA: 8 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed March 2026) names Northern Lights Distributors, an unaffiliated broker-dealer, as the broker-dealer its advisers are registered with.
inancial Industry Activities and Affiliations Certain of Toews’s personnel are separately licensed as registered representatives of Northern Lights Distributors, LLC (“NLDS”), a FINRA member broker-dealer that is not affiliated with Toews.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 8 | $1.0B | 98% |
| Individuals | 113 | $14M | 1% |
| High-net-worth individuals | 4 | $3M | <1% |
| Corporations or other businesses | 3 | $0M | <1% |
| Charitable organizations | 1 | $0M | <1% |
Disciplinary disclosures
Toews Asset Management answers yes to 3 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for businesses and institutions
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗toewscorp.com ↗
AtlasMembers
The full record on Toews Asset Management
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 991 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Toews Asset Management manage?
Toews Asset Management reports $1.0 billion in regulatory assets under management across 129 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 26, 2026.
What kind of firm is Toews Asset Management?
Toews Asset Management is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Toews Asset Management’s clients?
By assets, its largest client types are investment companies ($1.0 billion, 8 clients); individuals ($14 million, 113 clients); high-net-worth individuals ($3 million, 4 clients).
Does Toews Asset Management have any disciplinary history?
Toews Asset Management answers yes to 3 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Toews Asset Management’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-26), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →