Wealth manager, independent · Plantation, FL
Tobias Financial Advisors
Tobias Financial Advisors, Inc. · SEC-registered investment adviser · CRD 104711 · SEC 801-33972
At a glance
Tobias Financial Advisors is an SEC-registered investment adviser based in Plantation, Florida, with $1.2B in regulatory assets under management as of its Form ADV filed September 11, 2026. It reports 374 individual clients, 232 of them high-net-worth, holding an average of about $2.9 million each, and 26 employees. That ranks it 918th among the nation’s 5,657 independent wealth management RIAs and 53rd of 343 in Florida. It reports Charles Schwab as the custodian for its clients’ separately managed accounts.
Main office 954-424-1660tobiasfinancial.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.2B
- Rank among independent wealth managers
- #918 of 5,657
- Rank among all SEC RIAs
- #4,869 of 17,210
- Rank in Florida
- #53 of 343
- Individual clients
- 374
- High-net-worth clients
- 232
- Accounts
- 2,178
- Discretionary
- 98% of AUM
- Employees
- 26
- Advisory staff
- 9
- Offices
- 6
Owners and executives on its Form ADV
- Matthew D. SaneholtzPresident
- Marianela N. ColladoChief Executive Officer
- Edgar N. ColladoChief Compliance Officer, Chief Financial Officer & Chief Operations Officer
- Yesenia RealejoWealth Advisor
Custody and brokerage
Broker-dealer
No broker-dealer ties
Tobias Financial Advisors reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 232 | $1.0B | 85% |
| Individuals | 142 | $91M | 8% |
| Corporations or other businesses | – | $52M | 4% |
| Pension and profit sharing plans | 9 | $35M | 3% |
| Charitable organizations | – | $1M | <1% |
Disciplinary disclosures
Tobias Financial Advisors reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Other services
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗tobiasfinancial.com ↗
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Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 3,058 peers of its type and size
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- Main office, fax and compliance officer
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Florida
All of Florida →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Ullmann Wealth PartnersJacksonville Beach | $1.3B | 529 |
| Element Pointe Family OfficeMiami | $1.2B | 52 |
| Investment Advisory Group LLCSarasota | $1.2B | 1,542 |
| Aviance Capital Partners LLCNaples | $1.1B | 372 |
| Jackson Wealth Management, LLCLake Mary | $1.1B | 900 |
| Fitzroy Investment Advisors LLCAventura | $1.0B | 81 |
Background
Questions
How much does Tobias Financial Advisors manage?
Tobias Financial Advisors reports $1.2B in regulatory assets under management across 2,178 accounts, 98% of it on a discretionary basis, on its Form ADV filed September 11, 2026.
How many clients does Tobias Financial Advisors have?
It reports 374 individual clients: 232 high-net-worth individuals and 142 other individuals. Individuals account for about 93% of its regulatory assets.
Where is Tobias Financial Advisors headquartered?
Its main office is in Plantation, Florida. It reports 6 offices in total and 26 employees, 9 of whom perform investment advisory functions.
How does Tobias Financial Advisors charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Tobias Financial Advisors use?
It reports Charles Schwab as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed September 11, 2026, it reports these amounts held: Charles Schwab ($1.0B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Tobias Financial Advisors a hybrid RIA with a broker-dealer?
Tobias Financial Advisors reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Tobias Financial Advisors a fiduciary?
As an SEC-registered investment adviser, Tobias Financial Advisors owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Tobias Financial Advisors’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-11), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →