Wealth manager, independent · Naples, FL
Aviance Capital Partners LLC
SEC-registered investment adviser · CRD 146597 · SEC 801-68979
At a glance
Aviance Capital Partners LLC is an SEC-registered investment adviser based in Naples, Florida, with $1.1B in regulatory assets under management as of its Form ADV filed September 3, 2026. It reports 372 individual clients, 210 of them high-net-worth, holding an average of about $3.0 million each, and 11 employees. That ranks it 974th among the nation’s 5,657 independent wealth management RIAs and 54th of 343 in Florida. It reports Charles Schwab as the custodian for its clients’ separately managed accounts.
Main office 239-598-4747aviancecapitalpartners.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.1B
- Rank among independent wealth managers
- #974 of 5,657
- Rank among all SEC RIAs
- #5,021 of 17,210
- Rank in Florida
- #54 of 343
- Individual clients
- 372
- High-net-worth clients
- 210
- Accounts
- 974
- Discretionary
- 100% of AUM
- Employees
- 11
- Advisory staff
- 6
- Offices
- 2
Owners and executives on its Form ADV
- Jeffrey S. PikeChief Compliance Officer, Chief Operating Officer, Member
- Jack D. BrownManaging Member
- Alexander I CreviPortfolio Manager
Custody and brokerage
Broker-dealer
No broker-dealer ties
Aviance Capital Partners LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 210 | $1.0B | 93% |
| Individuals | 162 | $79M | 7% |
| Charitable organizations | – | $3M | <1% |
Disciplinary disclosures
Aviance Capital Partners LLC answers yes to 2 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗aviancecapitalpartners.com ↗
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The full record on Aviance Capital Partners LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 3,234 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Florida
All of Florida →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Element Pointe Family OfficeMiami | $1.2B | 52 |
| Investment Advisory Group LLCSarasota | $1.2B | 1,542 |
| Tobias Financial AdvisorsPlantation | $1.2B | 374 |
| Jackson Wealth Management, LLCLake Mary | $1.1B | 900 |
| Fitzroy Investment Advisors LLCAventura | $1.0B | 81 |
| Mg&a WealthPlantation | $1.0B | 644 |
Background
Questions
How much does Aviance Capital Partners LLC manage?
Aviance Capital Partners LLC reports $1.1B in regulatory assets under management across 974 accounts, 100% of it on a discretionary basis, on its Form ADV filed September 3, 2026.
How many clients does Aviance Capital Partners LLC have?
It reports 372 individual clients: 210 high-net-worth individuals and 162 other individuals. Individuals account for about 100% of its regulatory assets.
Where is Aviance Capital Partners LLC headquartered?
Its main office is in Naples, Florida. It reports 2 offices in total and 11 employees, 6 of whom perform investment advisory functions.
How does Aviance Capital Partners LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Aviance Capital Partners LLC use?
It reports Charles Schwab as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed September 3, 2026, it reports these amounts held: Charles Schwab ($1.0B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Aviance Capital Partners LLC a hybrid RIA with a broker-dealer?
Aviance Capital Partners LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Aviance Capital Partners LLC a fiduciary?
As an SEC-registered investment adviser, Aviance Capital Partners LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Aviance Capital Partners LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-03), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →