Wealth manager, independent · State College, PA
TLC Group Investment Advisors, LLC
SEC-registered investment adviser · CRD 137814 · SEC 801-122544
At a glance
TLC Group Investment Advisors, LLC is an SEC-registered investment adviser based in State College, Pennsylvania, with $168 million in regulatory assets under management as of its Form ADV filed March 16, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 186 individual clients. By Form ADV it is a wealth manager, ranked 6,454th of 8,915 wealth managers and 13,133rd of 17,210 SEC-registered advisers by assets.
Main office 814-231-2265tlcgroupadvisors.comAs filed on Form ADV
- Regulatory AUM
- $168M
- Rank among wealth managers
- #6,454 of 8,915
- Rank among all SEC RIAs
- #13,133 of 17,210
- Rank in Pennsylvania
- #466 of 564
- Individual clients
- 186
- High-net-worth clients
- 27
- Accounts
- 377
- Discretionary
- 69% of AUM
- Employees
- 6
- Advisory staff
- 2
- Offices
- 1
Owners and executives on its Form ADV
- Mary M. Chuhinka KurtzManaging Member
- John E. ArringtonChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
TLC Group Investment Advisors, LLC is a hybrid RIA: 2 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed March 2026) names Leigh Baldwin & Co. as the broker-dealer its advisers are registered with.
ns through certain of the Firm ’s Advisory Affiliates (as defined below), in their respective individual capacities as registered representatives of Leigh Baldwin & Co., LLC (“Baldwin”), an SEC registered broker-dealer and member of FINRA.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 27 | $64M | 38% |
| Pension and profit sharing plans | 19 | $56M | 33% |
| Individuals | 159 | $48M | 29% |
| Charitable organizations | – | $1M | <1% |
| Corporations or other businesses | – | $0M | <1% |
Disciplinary disclosures
TLC Group Investment Advisors, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗tlcgroupadvisors.com ↗
AtlasMembers
The full record on TLC Group Investment Advisors, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 4 years of filings
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- Growth over one, three and five years
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- Rank against 5,627 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does TLC Group Investment Advisors, LLC manage?
TLC Group Investment Advisors, LLC reports $168 million in regulatory assets under management across 377 accounts, 69% of it on a discretionary basis, on its Form ADV filed March 16, 2026.
What kind of firm is TLC Group Investment Advisors, LLC?
TLC Group Investment Advisors, LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are TLC Group Investment Advisors, LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($64 million, 27 clients); pension and profit sharing plans ($56 million, 19 clients); individuals ($48 million, 159 clients).
Does TLC Group Investment Advisors, LLC have any disciplinary history?
TLC Group Investment Advisors, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is TLC Group Investment Advisors, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-16), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →