Asset manager · Shelton, CT
The Winthrop Corporation
SEC-registered investment adviser · CRD 105273 · SEC 801-2501
At a glance
The Winthrop Corporation is an SEC-registered investment adviser based in Shelton, Connecticut, with $0 in regulatory assets under management as of its Form ADV filed March 16, 2026. By Form ADV it is a asset manager, ranked 2,592nd of 3,218 asset managers and 16,568th of 17,210 SEC-registered advisers by assets.
Main office 203-783-4400wrightinvestors.comAs filed on Form ADV
- Regulatory AUM
- $0M
- Rank among asset managers
- #2,592 of 3,218
- Rank among all SEC RIAs
- #16,568 of 17,210
- Rank in Connecticut
- #496 of 507
- Clients
- 0
- Accounts
- 0
- Discretionary
- 0% of AUM
- Employees
- 21
- Advisory staff
- 8
- Offices
- 1
Owners and executives on its Form ADV
- Amit S. KhandwalaDirector, Chairman and CEO
- Michael J FlemingChief Compliance Officer
- Manish MaheshwariPresident and Co-Cio
Custody and brokerage
Custodian
The Winthrop Corporation’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
The Winthrop Corporation is a hybrid RIA: 3 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Wright Investors' Service Distributors, Inc..
- Wright Investors' Service Distributors, Inc. ↗CRD 13645
It doesn’t hold client accounts or customer funds itself. Its annual audited report filed with the SEC, February 2026
Disciplinary disclosures
The Winthrop Corporation reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Periodicals or newsletters
- Security ratings or pricing
- Other services
How it’s paid
- Other
Form ADV and brochures on the SEC’s adviser search ↗wrightinvestors.com ↗
AtlasMembers
The full record on The Winthrop Corporation
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 626 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does The Winthrop Corporation manage?
The Winthrop Corporation reports $0 in regulatory assets under management, on its Form ADV filed March 16, 2026.
What kind of firm is The Winthrop Corporation?
The Winthrop Corporation is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Does The Winthrop Corporation have any disciplinary history?
The Winthrop Corporation reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is The Winthrop Corporation’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-16), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →