Private fund adviser · North Vancouver, British Columbia, Canada
Tempered Investment Management LTD.
SEC-registered investment adviser · CRD 158837 · SEC 801-121254
At a glance
Tempered Investment Management LTD. is an SEC-registered investment adviser based in North Vancouver, British Columbia, Canada, with $128 million in regulatory assets under management as of its Form ADV filed September 24, 2026. Its largest client group by assets is pooled investment vehicles, and it reports 3 individual clients. By Form ADV it is a private fund adviser, ranked 4,380th of 4,686 private fund advisers and 14,446th of 17,210 SEC-registered advisers by assets.
Main office 778-279-7700temperedinvestment.caAs filed on Form ADV
- Regulatory AUM
- $128M
- Rank among private fund advisers
- #4,380 of 4,686
- Rank among all SEC RIAs
- #14,446 of 17,210
- Individual clients
- 3
- High-net-worth clients
- 3
- Accounts
- 8
- Discretionary
- 100% of AUM
- Employees
- 4
- Advisory staff
- 1
- Offices
- 1
Owners and executives on its Form ADV
- Hiok Hhu NgChief Investment Officer, Director
- Grace ChanChief Compliance Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 3 | $98M | 77% |
| Corporations or other businesses | 1 | $16M | 12% |
| High-net-worth individuals | 3 | $12M | 9% |
| Insurance companies | 1 | $2M | 2% |
Disciplinary disclosures
Tempered Investment Management LTD. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗temperedinvestment.ca ↗
AtlasMembers
The full record on Tempered Investment Management LTD.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 4 years of filings
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- Growth over one, three and five years
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- Rank against 1,264 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Tempered Investment Management LTD. manage?
Tempered Investment Management LTD. reports $128 million in regulatory assets under management across 8 accounts, 100% of it on a discretionary basis, on its Form ADV filed September 24, 2026.
What kind of firm is Tempered Investment Management LTD.?
Tempered Investment Management LTD. is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are Tempered Investment Management LTD.’s clients?
By assets, its largest client types are pooled investment vehicles ($98 million, 3 clients); corporations or other businesses ($16 million, 1 clients); high-net-worth individuals ($12 million, 3 clients).
Does Tempered Investment Management LTD. have any disciplinary history?
Tempered Investment Management LTD. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Tempered Investment Management LTD.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-24), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →