Wealth manager, independent · Columbia, MO
Sundvold Financial
Sundvold Capital Management LLC · SEC-registered investment adviser · CRD 108176 · SEC 801-57007
At a glance
Sundvold Financial is an SEC-registered investment adviser based in Columbia, Missouri, with $233 million in regulatory assets under management as of its Form ADV filed March 13, 2026. Its largest client group by assets is individuals, and it reports 480 individual clients. By Form ADV it is a wealth manager, ranked 5,262nd of 8,915 wealth managers and 11,457th of 17,210 SEC-registered advisers by assets.
Main office 573-443-1000sundvold.comAs filed on Form ADV
- Regulatory AUM
- $233M
- Rank among wealth managers
- #5,262 of 8,915
- Rank among all SEC RIAs
- #11,457 of 17,210
- Rank in Missouri
- #142 of 196
- Individual clients
- 480
- High-net-worth clients
- 0
- Accounts
- 480
- Discretionary
- 0% of AUM
- Employees
- 5
- Advisory staff
- 5
- Offices
- 1
Owners and executives on its Form ADV
- Bryan A. EnglandChief Compliance Officer
- Jon T. SundvoldOwner
Custody and brokerage
Custodian
Sundvold Financial’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 480 | $233M | 100% |
Disciplinary disclosures
Sundvold Financial reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗sundvold.com ↗
AtlasMembers
The full record on Sundvold Financial
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 6,245 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Sundvold Financial manage?
Sundvold Financial reports $233 million in regulatory assets under management across 480 accounts, on its Form ADV filed March 13, 2026.
What kind of firm is Sundvold Financial?
Sundvold Financial is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Sundvold Financial’s clients?
By assets, its largest client types are individuals ($233 million, 480 clients).
Does Sundvold Financial have any disciplinary history?
Sundvold Financial reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Sundvold Financial’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-13), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →