Wealth manager, independent · Chandler, AZ
Strategic Income Group LLC
SEC-registered investment adviser · CRD 165839 · SEC 801-108752
At a glance
Strategic Income Group LLC is an SEC-registered investment adviser based in Chandler, Arizona, with $362 million in regulatory assets under management as of its Form ADV filed June 12, 2026. Its largest client group by assets is individuals, and it reports 366 individual clients. By Form ADV it is a wealth manager, ranked 3,816th of 8,915 wealth managers and 9,263rd of 17,210 SEC-registered advisers by assets.
Main office 480-466-7070strategicincomegroup.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $362M
- Rank among wealth managers
- #3,816 of 8,915
- Rank among all SEC RIAs
- #9,263 of 17,210
- Rank in Arizona
- #81 of 212
- Individual clients
- 366
- High-net-worth clients
- 20
- Accounts
- 1,211
- Discretionary
- 98% of AUM
- Employees
- 5
- Advisory staff
- 4
- Offices
- 2
Owners and executives on its Form ADV
- Michael J. GauthierCEO & Chief Compliance Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 346 | $244M | 67% |
| High-net-worth individuals | 20 | $68M | 19% |
| Pooled investment vehicles | 2 | $43M | 12% |
| Pension and profit sharing plans | – | $8M | 2% |
Private funds
Strategic Income Group LLC reports 2 private funds with $43M in gross assets: hedge funds, real estate funds (Form ADV Item 7.B).
Disciplinary disclosures
Strategic Income Group LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Pension consulting
- Selecting other advisers
- Periodicals or newsletters
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗strategicincomegroup.com ↗
AtlasMembers
The full record on Strategic Income Group LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 9 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 6,264 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Strategic Income Group LLC manage?
Strategic Income Group LLC reports $362 million in regulatory assets under management across 1,211 accounts, 98% of it on a discretionary basis, on its Form ADV filed June 12, 2026.
What kind of firm is Strategic Income Group LLC?
Strategic Income Group LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Strategic Income Group LLC’s clients?
By assets, its largest client types are individuals ($244 million, 346 clients); high-net-worth individuals ($68 million, 20 clients); pooled investment vehicles ($43 million, 2 clients).
Does Strategic Income Group LLC manage private funds?
Yes. It reports 2 private funds with $43 million in gross assets, including hedge funds, real estate funds.
Does Strategic Income Group LLC have any disciplinary history?
Strategic Income Group LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Strategic Income Group LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-12), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →