Asset manager · Grand Rapids, MI
Stonebridge Financial Group
Global Financial Group Advisors LLC · SEC-registered investment adviser · CRD 166251 · SEC 801-110584
At a glance
Stonebridge Financial Group is an SEC-registered investment adviser based in Grand Rapids, Michigan, with $739 million in regulatory assets under management as of its Form ADV filed March 26, 2026. Its largest client group by assets is pension and profit sharing plans, and it reports 696 individual clients. By Form ADV it is a asset manager, ranked 1,505th of 3,218 asset managers and 6,372nd of 17,210 SEC-registered advisers by assets.
Main office 855-530-0500stonebridgefinancialgroup.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $739M
- Rank among asset managers
- #1,505 of 3,218
- Rank among all SEC RIAs
- #6,372 of 17,210
- Rank in Michigan
- #86 of 305
- Individual clients
- 696
- High-net-worth clients
- 26
- Accounts
- 783
- Discretionary
- 24% of AUM
- Employees
- 5
- Advisory staff
- 5
- Offices
- 2
Owners and executives on its Form ADV
- Bradford J. PinterManaging Member/chief Compliance Officer
- Robert A. HerdoizaPartner
- Michael P. McGovernPartner
Custody and brokerage
3 custodians
- Empower Retirement$324M60%
- Fidelity$112M21%
- Charles Schwab$100M19%
Other RIAs using Empower RetirementOther multi-custodian RIAs
Broker-dealer
Hybrid RIA
Stonebridge Financial Group is a hybrid RIA: 5 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed March 2026) names Osaic Wealth as the broker-dealer its advisers are registered with.
Outside Compensation For the Sale of Securities to Clients SFG employees are registered representatives of Osaic Wealth Inc.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pension and profit sharing plans | 87 | $631M | 85% |
| High-net-worth individuals | 26 | $71M | 10% |
| Individuals | 670 | $38M | 5% |
Disciplinary disclosures
Stonebridge Financial Group reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Commissions
Form ADV and brochures on the SEC’s adviser search ↗stonebridgefinancialgroup.com ↗
AtlasMembers
The full record on Stonebridge Financial Group
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
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- Growth over one, three and five years
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- Rank against 1,011 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Stonebridge Financial Group manage?
Stonebridge Financial Group reports $739 million in regulatory assets under management across 783 accounts, 24% of it on a discretionary basis, on its Form ADV filed March 26, 2026.
What kind of firm is Stonebridge Financial Group?
Stonebridge Financial Group is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Stonebridge Financial Group’s clients?
By assets, its largest client types are pension and profit sharing plans ($631 million, 87 clients); high-net-worth individuals ($71 million, 26 clients); individuals ($38 million, 670 clients).
Does Stonebridge Financial Group have any disciplinary history?
Stonebridge Financial Group reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Stonebridge Financial Group’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-26), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →