Asset manager · Boston, MA
Ssga Funds Management, Inc.
SEC-registered investment adviser · CRD 111242 · SEC 801-60103
At a glance
Ssga Funds Management, Inc. is an SEC-registered investment adviser based in Boston, Massachusetts, with $1.4 trillion in regulatory assets under management as of its Form ADV filed August 28, 2026. Its largest client group by assets is investment companies. By Form ADV it is a asset manager, ranked 15th of 3,218 asset managers and 17th of 17,210 SEC-registered advisers by assets.
Main office 617-786-3000As filed on Form ADV
- Regulatory AUM
- $1.42T
- Rank among asset managers
- #15 of 3,218
- Rank among all SEC RIAs
- #17 of 17,210
- Rank in Massachusetts
- #4 of 627
- Clients
- 339
- Accounts
- 287
- Discretionary
- 100% of AUM
- Employees
- 241
- Advisory staff
- 220
- Offices
- 4
Owners and executives on its Form ADV
- Ann M CarpenterChief Operating Officer
- Sean O'MalleyChief Legal Officer
- Timothy P. CorbettChief Risk Officer; Director
- David UrmanClerk
- David R. IrelandCta-Chief Marketing Officer
- Apeawusu K AmoaDirector
- Brian L. HarrisChief Compliance Officer
- Steven T. HammTreasurer
- Jeanne M. LaportaChairwoman; Director and President
- James FerrarelliDirector
- Mark F AlbericiDirector
- John A TuckerDirector
Custody and brokerage
Broker-dealer
Hybrid RIA
Ssga Funds Management, Inc. is a hybrid RIA: 5 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: State Street Global Advisors Funds Distributors, LLC, State Street Global Markets Canada Inc. and State Street Global Markets, LLC.
- State Street Global Advisors Funds Distributors, LLC ↗CRD 30107
- State Street Global Markets Canada Inc.
- State Street Global Markets, LLC ↗CRD 285852
An introducing broker-dealer: its trades clear through another firm, which holds the brokerage accounts. Its annual audited report filed with the SEC, February 2026
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 264 | $1.37T | 96% |
| Pooled investment vehicles | 16 | $38B | 3% |
| Pension and profit sharing plans | 8 | $14B | 1% |
| Other | 51 | $0M | 0% |
Private funds
Ssga Funds Management, Inc. reports 21 private funds with $40B in gross assets: hedge funds, private equity funds, liquidity funds (Form ADV Item 7.B).
Disciplinary disclosures
Ssga Funds Management, Inc. answers yes to 4 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
- Other services
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Ssga Funds Management, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 28 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 13 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 3Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Ssga Funds Management, Inc. manage?
Ssga Funds Management, Inc. reports $1.4 trillion in regulatory assets under management across 287 accounts, 100% of it on a discretionary basis, on its Form ADV filed August 28, 2026.
What kind of firm is Ssga Funds Management, Inc.?
Ssga Funds Management, Inc. is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. It reports a bank or thrift among its related persons. A public reporting company controls it.
Who are Ssga Funds Management, Inc.’s clients?
By assets, its largest client types are investment companies ($1.4 trillion, 264 clients); pooled investment vehicles ($38.0 billion, 16 clients); pension and profit sharing plans ($14.4 billion, 8 clients).
Does Ssga Funds Management, Inc. manage private funds?
Yes. It reports 21 private funds with $39.6 billion in gross assets, including hedge funds, private equity funds, liquidity funds.
Does Ssga Funds Management, Inc. have any disciplinary history?
Ssga Funds Management, Inc. answers yes to 4 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Ssga Funds Management, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-28), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →