Wealth manager, wrap-program sponsor · Mandeville, LA
Spinosa Wealth Management Group
Spinosa Wealth Management Group, LLC · SEC-registered investment adviser · CRD 170903 · SEC 801-120889
At a glance
Spinosa Wealth Management Group is an SEC-registered investment adviser based in Mandeville, Louisiana, with $191 million in regulatory assets under management as of its Form ADV filed March 5, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 152 individual clients. By Form ADV it is a wealth manager (wrap-program sponsor), ranked 5,961st of 8,915 wealth managers and 12,459th of 17,210 SEC-registered advisers by assets.
Main office 985-674-6722spinosawmg.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $191M
- Rank among wealth managers
- #5,961 of 8,915
- Rank among all SEC RIAs
- #12,459 of 17,210
- Rank in Louisiana
- #62 of 82
- Individual clients
- 152
- High-net-worth clients
- 58
- Accounts
- 334
- Discretionary
- 100% of AUM
- Employees
- 3
- Advisory staff
- 2
- Offices
- 1
Owners and executives on its Form ADV
- Lawrence R. SpinosaPresident
- Brittany N. RoadenChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Spinosa Wealth Management Group is a hybrid RIA: 2 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed March 2026) names LPL Financial as the broker-dealer its advisers are registered with.
Commissionable Securities Sales Representatives of our firm are also associated with LPL as broker-dealer registered representatives (“Dually Registered Persons”).
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 58 | $159M | 83% |
| Individuals | 94 | $32M | 17% |
Disciplinary disclosures
Spinosa Wealth Management Group reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗spinosawmg.com ↗
AtlasMembers
The full record on Spinosa Wealth Management Group
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 4 years of filings
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- Growth over one, three and five years
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- Rank against 5,900 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Spinosa Wealth Management Group manage?
Spinosa Wealth Management Group reports $191 million in regulatory assets under management across 334 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 5, 2026.
What kind of firm is Spinosa Wealth Management Group?
Spinosa Wealth Management Group is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Spinosa Wealth Management Group’s clients?
By assets, its largest client types are high-net-worth individuals ($159 million, 58 clients); individuals ($32 million, 94 clients).
Does Spinosa Wealth Management Group have any disciplinary history?
Spinosa Wealth Management Group reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Spinosa Wealth Management Group’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-05), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →