Asset manager · St. Louis, MO
Sparrow Capital Management Inc
SEC-registered investment adviser · CRD 106616 · SEC 801-42906
At a glance
Sparrow Capital Management Inc is an SEC-registered investment adviser based in St. Louis, Missouri, with $113 million in regulatory assets under management as of its Form ADV filed March 18, 2026. Its largest client group by assets is investment companies, and it reports 54 individual clients. By Form ADV it is a asset manager, ranked 2,297th of 3,218 asset managers and 14,983rd of 17,210 SEC-registered advisers by assets.
Main office 314-725-6161sparrowcapital.comAs filed on Form ADV
- Regulatory AUM
- $113M
- Rank among asset managers
- #2,297 of 3,218
- Rank among all SEC RIAs
- #14,983 of 17,210
- Rank in Missouri
- #184 of 196
- Individual clients
- 54
- High-net-worth clients
- 10
- Accounts
- 61
- Discretionary
- 100% of AUM
- Employees
- 2
- Advisory staff
- 1
- Offices
- 1
Owners and executives on its Form ADV
- Gerald R. SparrowPresident, Chief Investment Officer & Chief Compliance Officer
Custody and brokerage
Custodian
Sparrow Capital Management Inc’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 1 | $68M | 60% |
| High-net-worth individuals | 10 | $20M | 17% |
| Individuals | 44 | $15M | 14% |
| Pooled investment vehicles | 1 | $9M | 8% |
| Pension and profit sharing plans | 1 | $1M | <1% |
| Corporations or other businesses | 1 | $0M | <1% |
Private funds
Sparrow Capital Management Inc reports 1 private funds with $9M in gross assets: hedge funds (Form ADV Item 7.B).
Disciplinary disclosures
Sparrow Capital Management Inc reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗sparrowcapital.com ↗
AtlasMembers
The full record on Sparrow Capital Management Inc
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
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- Rank against 592 peers of its type and size
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- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Sparrow Capital Management Inc manage?
Sparrow Capital Management Inc reports $113 million in regulatory assets under management across 61 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 18, 2026.
What kind of firm is Sparrow Capital Management Inc?
Sparrow Capital Management Inc is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Sparrow Capital Management Inc’s clients?
By assets, its largest client types are investment companies ($68 million, 1 clients); high-net-worth individuals ($20 million, 10 clients); individuals ($15 million, 44 clients).
Does Sparrow Capital Management Inc manage private funds?
Yes. It reports 1 private funds with $9 million in gross assets, including hedge funds.
Does Sparrow Capital Management Inc have any disciplinary history?
Sparrow Capital Management Inc reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Sparrow Capital Management Inc’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-18), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →