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Asset manager · New York, NY

Sound Point Meridian Management Company LLC

SEC-registered investment adviser · CRD 329887 · SEC 801-129702

At a glance

Sound Point Meridian Management Company LLC is an SEC-registered investment adviser based in New York, New York, with $478 million in regulatory assets under management as of its Form ADV filed March 31, 2026. Its largest client group by assets is investment companies. By Form ADV it is a asset manager, ranked 1,707th of 3,218 asset managers and 8,012th of 17,210 SEC-registered advisers by assets.

Main office 212-895-2280soundpointmeridiancap.comLinkedInAs filed on Form ADV

Regulatory AUM
$478M
Rank among asset managers
#1,707 of 3,218
Rank among all SEC RIAs
#8,012 of 17,210
Rank in New York
#1,498 of 2,591
Clients
1
Accounts
1
Discretionary
100% of AUM
Employees
9
Advisory staff
5
Offices
1

Owners and executives on its Form ADV

Custody and brokerage

Custodian

Sound Point Meridian Management Company LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.

Broker-dealer

No broker-dealer ties

Other RIAs with no broker-dealer ties

Who it serves

Client typeClientsRegulatory AUMShare
Investment companies1$478M100%

Disciplinary disclosures

Sound Point Meridian Management Company LLC answers yes to 5 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗

Services

  • Portfolio management for investment companies

How it’s paid

  • A percentage of assets under management
  • Performance-based fees

Form ADV and brochures on the SEC’s adviser search ↗soundpointmeridiancap.com ↗

AtlasMembers

The full record on Sound Point Meridian Management Company LLC

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff, 2 years of filings
Locked
Growth over one, three and five years
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Rank against 1,002 peers of its type and size
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Owners and executives, with titles and stakes
5 namedLocked
Main office, fax and compliance officer
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Filing changes this year, with alerts
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Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does Sound Point Meridian Management Company LLC manage?

Sound Point Meridian Management Company LLC reports $478 million in regulatory assets under management across 1 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 31, 2026.

What kind of firm is Sound Point Meridian Management Company LLC?

Sound Point Meridian Management Company LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. A public reporting company controls it.

Who are Sound Point Meridian Management Company LLC’s clients?

By assets, its largest client types are investment companies ($478 million, 1 clients).

Does Sound Point Meridian Management Company LLC have any disciplinary history?

Sound Point Meridian Management Company LLC answers yes to 5 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.

Where these numbers come from

Every figure is Sound Point Meridian Management Company LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →