Asset manager · New York, NY
Sound Point Commercial Real Estate Finance LLC
SEC-registered investment adviser · CRD 311808 · SEC 801-120570
At a glance
Sound Point Commercial Real Estate Finance LLC is an SEC-registered investment adviser based in New York, New York, with $2.7 billion in regulatory assets under management as of its Form ADV filed April 30, 2026. Its largest client group by assets is insurance companies. By Form ADV it is a asset manager, ranked 922nd of 3,218 asset managers and 3,007th of 17,210 SEC-registered advisers by assets.
Main office 212-895-2280soundpointcap.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $2.7B
- Rank among asset managers
- #922 of 3,218
- Rank among all SEC RIAs
- #3,007 of 17,210
- Rank in New York
- #728 of 2,591
- Clients
- 8
- Accounts
- 8
- Discretionary
- 100% of AUM
- Employees
- 25
- Advisory staff
- 19
- Offices
- 4
Owners and executives on its Form ADV
- Donald J. MackinnonPortfolio Manager
- Stephen J. KetchumChief Executive Officer
- Sarah Z. SeelausChief Operating Officer
- Andrea J. SayagoChief Compliance Officer
- Daniel S. FabianGlobal Chief Financial Officer
- Vincent A. DarpinoGeneral Counsel
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Insurance companies | 5 | $1.7B | 63% |
| Pooled investment vehicles | 2 | $525M | 19% |
| Corporations or other businesses | 1 | $478M | 18% |
Private funds
Sound Point Commercial Real Estate Finance LLC reports 1 private funds with $252M in gross assets: hedge funds (Form ADV Item 7.B).
Disciplinary disclosures
Sound Point Commercial Real Estate Finance LLC answers yes to 5 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Other
Form ADV and brochures on the SEC’s adviser search ↗soundpointcap.com ↗
AtlasMembers
The full record on Sound Point Commercial Real Estate Finance LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 4 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 845 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 6 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Sound Point Commercial Real Estate Finance LLC manage?
Sound Point Commercial Real Estate Finance LLC reports $2.7 billion in regulatory assets under management across 8 accounts, 100% of it on a discretionary basis, on its Form ADV filed April 30, 2026.
What kind of firm is Sound Point Commercial Real Estate Finance LLC?
Sound Point Commercial Real Estate Finance LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. A public reporting company controls it.
Who are Sound Point Commercial Real Estate Finance LLC’s clients?
By assets, its largest client types are insurance companies ($1.7 billion, 5 clients); pooled investment vehicles ($525 million, 2 clients); corporations or other businesses ($478 million, 1 clients).
Does Sound Point Commercial Real Estate Finance LLC manage private funds?
Yes. It reports 1 private funds with $252 million in gross assets, including hedge funds.
Does Sound Point Commercial Real Estate Finance LLC have any disciplinary history?
Sound Point Commercial Real Estate Finance LLC answers yes to 5 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Sound Point Commercial Real Estate Finance LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →