Asset manager · London, United Kingdom
Schroder Investment Management North America LTD
SEC-registered investment adviser · CRD 106585 · SEC 801-37163
At a glance
Schroder Investment Management North America LTD is an SEC-registered investment adviser based in London, United Kingdom, with $82.5 billion in regulatory assets under management as of its Form ADV filed March 31, 2026. Its largest client group by assets is investment companies, and it reports 2 individual clients. By Form ADV it is a asset manager, ranked 155th of 3,218 asset managers and 304th of 17,210 SEC-registered advisers by assets.
Main office +4402076586000schroders.comAs filed on Form ADV
- Regulatory AUM
- $83B
- Rank among asset managers
- #155 of 3,218
- Rank among all SEC RIAs
- #304 of 17,210
- Individual clients
- 2
- High-net-worth clients
- 2
- Accounts
- 111
- Discretionary
- 98% of AUM
- Employees
- 300
- Advisory staff
- 237
- Offices
- 4
Owners and executives on its Form ADV
- Christopher N. TaylorDirector
- Andrew L. MoscowDirector
- Raj DhamiChief Compliance Officer
- Louise FreemanHead of Corporate Reporting
Custody and brokerage
Broker-dealer
Affiliated broker-dealer
It reports a broker-dealer among its affiliates on Form ADV.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 60 | $56B | 68% |
| State or municipal government entities | 16 | $12B | 14% |
| Pooled investment vehicles | 15 | $9.1B | 11% |
| Other investment advisers | 4 | $1.8B | 2% |
| Pension and profit sharing plans | 7 | $1.8B | 2% |
| Sovereign wealth funds and foreign official institutions | 3 | $1.5B | 2% |
| Insurance companies | 2 | $533M | <1% |
| Charitable organizations | 1 | $113M | <1% |
| Corporations or other businesses | 1 | $54M | <1% |
| High-net-worth individuals | 2 | $48M | <1% |
Disciplinary disclosures
Schroder Investment Management North America LTD answers yes to 3 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗schroders.com ↗
AtlasMembers
The full record on Schroder Investment Management North America LTD
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 249 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Schroder Investment Management North America LTD manage?
Schroder Investment Management North America LTD reports $82.5 billion in regulatory assets under management across 111 accounts, 98% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
What kind of firm is Schroder Investment Management North America LTD?
Schroder Investment Management North America LTD is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. It reports a bank or thrift among its related persons.
Who are Schroder Investment Management North America LTD’s clients?
By assets, its largest client types are investment companies ($55.8 billion, 60 clients); state or municipal government entities ($11.8 billion, 16 clients); pooled investment vehicles ($9.1 billion, 15 clients).
Does Schroder Investment Management North America LTD have any disciplinary history?
Schroder Investment Management North America LTD answers yes to 3 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Schroder Investment Management North America LTD’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →