Broker-dealer firm · La Crosse, WI
Schamberger, Greylak & Utterback Wealth Management, LLC
SEC-registered investment adviser · CRD 319298 · SEC 801-124799
At a glance
Schamberger, Greylak & Utterback Wealth Management, LLC is an SEC-registered investment adviser based in La Crosse, Wisconsin, with $236 million in regulatory assets under management as of its Form ADV filed September 8, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 622 individual clients. By Form ADV it is a broker-dealer firm, ranked 274th of 391 broker-dealer firms and 11,384th of 17,210 SEC-registered advisers by assets.
Main office 608-784-9100greylakwealth.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $236M
- Rank among broker-dealer firms
- #274 of 391
- Rank among all SEC RIAs
- #11,384 of 17,210
- Rank in Wisconsin
- #127 of 195
- Individual clients
- 622
- High-net-worth clients
- 184
- Accounts
- 902
- Discretionary
- 100% of AUM
- Employees
- 7
- Advisory staff
- 5
- Offices
- 4
Owners and executives on its Form ADV
- Lawrence E. SchambergerMember
- David K. UtterbackMember
- Thomas A. GreylakMember
- Gery J. SadzewiczChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Schamberger, Greylak & Utterback Wealth Management, LLC is a hybrid RIA: 5 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed March 2026) names LPL Financial as the broker-dealer its advisers are registered with.
Associated persons of SGU Wealth may also be registered representatives of LPL.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 184 | $143M | 60% |
| Individuals | 438 | $86M | 36% |
| Corporations or other businesses | 2 | $4M | 2% |
| Charitable organizations | 2 | $4M | 2% |
| Pension and profit sharing plans | 2 | $0M | <1% |
Disciplinary disclosures
Schamberger, Greylak & Utterback Wealth Management, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Hourly charges
- Commissions
Form ADV and brochures on the SEC’s adviser search ↗greylakwealth.com ↗
AtlasMembers
The full record on Schamberger, Greylak & Utterback Wealth Management, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 3 years of filings
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- Growth over one, three and five years
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- Rank against 156 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Schamberger, Greylak & Utterback Wealth Management, LLC manage?
Schamberger, Greylak & Utterback Wealth Management, LLC reports $236 million in regulatory assets under management across 902 accounts, 100% of it on a discretionary basis, on its Form ADV filed September 8, 2026.
What kind of firm is Schamberger, Greylak & Utterback Wealth Management, LLC?
Schamberger, Greylak & Utterback Wealth Management, LLC is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser.
Who are Schamberger, Greylak & Utterback Wealth Management, LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($143 million, 184 clients); individuals ($86 million, 438 clients); corporations or other businesses ($4 million, 2 clients).
Does Schamberger, Greylak & Utterback Wealth Management, LLC have any disciplinary history?
Schamberger, Greylak & Utterback Wealth Management, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Schamberger, Greylak & Utterback Wealth Management, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-08), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →