Asset manager · London, United Kingdom
Rothschild & Co Global Markets Solutions Limited
SEC-registered investment adviser · CRD 325601 · SEC 801-128281
At a glance
Rothschild & Co Global Markets Solutions Limited is an SEC-registered investment adviser based in London, United Kingdom, with $0 in regulatory assets under management as of its Form ADV filed March 26, 2026. By Form ADV it is a asset manager, ranked 3,201st of 3,218 asset managers and 17,192nd of 17,210 SEC-registered advisers by assets.
Main office +442070002020redburn.rothschildandco.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $0M
- Rank among asset managers
- #3,201 of 3,218
- Rank among all SEC RIAs
- #17,192 of 17,210
- Clients
- 0
- Accounts
- 0
- Discretionary
- 0% of AUM
- Employees
- 117
- Advisory staff
- 92
- Offices
- 1
Owners and executives on its Form ADV
- Alice HarperChief Compliance Officer
- Steven P. EastGlobal Head of Equities
- Aisling HanburyCOO
- Aadeesh AggarwalCEO
Custody and brokerage
Custodian
Rothschild & Co Global Markets Solutions Limited’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Affiliated broker-dealer
It names affiliated broker-dealers: Redburn (france) SA, Rothschild & Co Global Markets Solutions LLC and Rothschild & Co US Inc..
- Redburn (france) SA
- Rothschild & Co Global Markets Solutions LLC ↗CRD 140564
- Rothschild & Co US Inc. ↗CRD 2910
It doesn’t hold client accounts or customer funds itself. Its annual audited report filed with the SEC, March 2026
Disciplinary disclosures
Rothschild & Co Global Markets Solutions Limited reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Periodicals or newsletters
- Security ratings or pricing
- Other services
How it’s paid
- Other
Form ADV and brochures on the SEC’s adviser search ↗redburn.rothschildandco.com ↗
AtlasMembers
The full record on Rothschild & Co Global Markets Solutions Limited
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 2 years of filings
- Locked
- Growth over one, three and five years
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- Rank against 626 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Rothschild & Co Global Markets Solutions Limited manage?
Rothschild & Co Global Markets Solutions Limited reports $0 in regulatory assets under management, on its Form ADV filed March 26, 2026.
What kind of firm is Rothschild & Co Global Markets Solutions Limited?
Rothschild & Co Global Markets Solutions Limited is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. It reports a bank or thrift among its related persons.
Does Rothschild & Co Global Markets Solutions Limited have any disciplinary history?
Rothschild & Co Global Markets Solutions Limited reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Rothschild & Co Global Markets Solutions Limited’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-26), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →