Asset manager · Miami, FL
Regfi USA, LLC
SEC-registered investment adviser · CRD 342345 · SEC 801-136974
At a glance
Regfi USA, LLC is an SEC-registered investment adviser based in Miami, Florida, with $0 in regulatory assets under management as of its Form ADV filed August 13, 2026. It reports 2 individual clients. By Form ADV it is a asset manager, ranked 2,920th of 3,218 asset managers and 16,905th of 17,210 SEC-registered advisers by assets.
Main office 305-845-2740regfiusa.comAs filed on Form ADV
- Regulatory AUM
- $0M
- Rank among asset managers
- #2,920 of 3,218
- Rank among all SEC RIAs
- #16,905 of 17,210
- Rank in Florida
- #1,068 of 1,090
- Individual clients
- 2
- High-net-worth clients
- 0
- Accounts
- 0
- Discretionary
- 0% of AUM
- Employees
- 4
- Advisory staff
- 2
- Offices
- 1
Owners and executives on its Form ADV
- Timothy MesserChief Compliance Officer
- David TaiChief Executive Officer
Custody and brokerage
Custodian
Regfi USA, LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 2 | $0M | – |
Disciplinary disclosures
Regfi USA, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Subscription fees
- Commissions
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗regfiusa.com ↗
AtlasMembers
The full record on Regfi USA, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff from each filing
- Locked
- Growth over one, three and five years
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- Rank against 626 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Regfi USA, LLC manage?
Regfi USA, LLC reports $0 in regulatory assets under management, on its Form ADV filed August 13, 2026.
What kind of firm is Regfi USA, LLC?
Regfi USA, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Regfi USA, LLC’s clients?
By assets, its largest client types are individuals ($0, 2 clients).
Does Regfi USA, LLC have any disciplinary history?
Regfi USA, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Regfi USA, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-13), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →