Wealth manager, wrap-program sponsor · Eureka, CA
Redwood Coast Financial Partners
SEC-registered investment adviser · CRD 226560 · SEC 801-121206
At a glance
Redwood Coast Financial Partners is an SEC-registered investment adviser based in Eureka, California, with $152 million in regulatory assets under management as of its Form ADV filed January 20, 2026. Its largest client group by assets is individuals, and it reports 987 individual clients. By Form ADV it is a wealth manager (wrap-program sponsor), ranked 6,829th of 8,915 wealth managers and 13,619th of 17,210 SEC-registered advisers by assets.
Main office 707-444-9212redwoodcoastfinancialpartners.comAs filed on Form ADV
- Regulatory AUM
- $152M
- Rank among wealth managers
- #6,829 of 8,915
- Rank among all SEC RIAs
- #13,619 of 17,210
- Rank in California
- #1,552 of 1,873
- Individual clients
- 987
- High-net-worth clients
- 3
- Accounts
- 933
- Discretionary
- 0% of AUM
- Employees
- 4
- Advisory staff
- 2
- Offices
- 3
Owners and executives on its Form ADV
- Nicholas W. BertellPresident & Chief Compliance Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 984 | $138M | 91% |
| High-net-worth individuals | 3 | $9M | 6% |
| Pension and profit sharing plans | 4 | $3M | 2% |
| Charitable organizations | 2 | $2M | <1% |
| Corporations or other businesses | 2 | $1M | <1% |
Disciplinary disclosures
Redwood Coast Financial Partners reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Periodicals or newsletters
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗redwoodcoastfinancialpartners.com ↗
AtlasMembers
The full record on Redwood Coast Financial Partners
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 4 years of filings
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- Growth over one, three and five years
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- Rank against 5,416 peers of its type and size
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- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Redwood Coast Financial Partners manage?
Redwood Coast Financial Partners reports $152 million in regulatory assets under management across 933 accounts, on its Form ADV filed January 20, 2026.
What kind of firm is Redwood Coast Financial Partners?
Redwood Coast Financial Partners is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Redwood Coast Financial Partners’s clients?
By assets, its largest client types are individuals ($138 million, 984 clients); high-net-worth individuals ($9 million, 3 clients); pension and profit sharing plans ($3 million, 4 clients).
Does Redwood Coast Financial Partners have any disciplinary history?
Redwood Coast Financial Partners reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Redwood Coast Financial Partners’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-01-20), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →