Wealth manager, independent · Dewitt, NY
R.S. Petrell & Associates, LLC D/b/a Strategic Wealth Advisors
RS Petrell & Associates, LLC · SEC-registered investment adviser · CRD 143462 · SEC 801-70011
At a glance
R.S. Petrell & Associates, LLC D/b/a Strategic Wealth Advisors is an SEC-registered investment adviser based in Dewitt, New York, with $159 million in regulatory assets under management as of its Form ADV filed February 4, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 287 individual clients. By Form ADV it is a wealth manager, ranked 6,659th of 8,915 wealth managers and 13,395th of 17,210 SEC-registered advisers by assets.
Main office 315-218-7350strategicwealthadvisors.netAs filed on Form ADV
- Regulatory AUM
- $159M
- Rank among wealth managers
- #6,659 of 8,915
- Rank among all SEC RIAs
- #13,395 of 17,210
- Rank in New York
- #2,004 of 2,591
- Individual clients
- 287
- High-net-worth clients
- 118
- Accounts
- 446
- Discretionary
- 0% of AUM
- Employees
- 3
- Advisory staff
- 3
- Offices
- 1
Owners and executives on its Form ADV
- Marybeth PetrellManaging Partner/chief Compliance Officer
Custody and brokerage
Custodian
R.S. Petrell & Associates, LLC D/b/a Strategic Wealth Advisors’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
R.S. Petrell & Associates, LLC D/b/a Strategic Wealth Advisors is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 118 | $138M | 87% |
| Individuals | 169 | $17M | 11% |
| Pension and profit sharing plans | 4 | $3M | 2% |
Disciplinary disclosures
R.S. Petrell & Associates, LLC D/b/a Strategic Wealth Advisors answers yes to 1 disclosure item in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
- Selecting other advisers
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗strategicwealthadvisors.net ↗
AtlasMembers
The full record on R.S. Petrell & Associates, LLC D/b/a Strategic Wealth Advisors
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 5,517 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does R.S. Petrell & Associates, LLC D/b/a Strategic Wealth Advisors manage?
R.S. Petrell & Associates, LLC D/b/a Strategic Wealth Advisors reports $159 million in regulatory assets under management across 446 accounts, on its Form ADV filed February 4, 2026.
What kind of firm is R.S. Petrell & Associates, LLC D/b/a Strategic Wealth Advisors?
R.S. Petrell & Associates, LLC D/b/a Strategic Wealth Advisors is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are R.S. Petrell & Associates, LLC D/b/a Strategic Wealth Advisors’s clients?
By assets, its largest client types are high-net-worth individuals ($138 million, 118 clients); individuals ($17 million, 169 clients); pension and profit sharing plans ($3 million, 4 clients).
Does R.S. Petrell & Associates, LLC D/b/a Strategic Wealth Advisors have any disciplinary history?
R.S. Petrell & Associates, LLC D/b/a Strategic Wealth Advisors answers yes to 1 disclosure item in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is R.S. Petrell & Associates, LLC D/b/a Strategic Wealth Advisors’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-02-04), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →