Wealth manager, independent · Cincinnati, OH
Queen City Capital Management, LLC
SEC-registered investment adviser · CRD 162785 · SEC 801-76921
At a glance
Queen City Capital Management, LLC is an SEC-registered investment adviser based in Cincinnati, Ohio, with $114 million in regulatory assets under management as of its Form ADV filed March 16, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 173 individual clients. By Form ADV it is a wealth manager, ranked 7,892nd of 8,915 wealth managers and 14,950th of 17,210 SEC-registered advisers by assets.
Main office 513-721-6089queencitycapitalmanagement.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $114M
- Rank among wealth managers
- #7,892 of 8,915
- Rank among all SEC RIAs
- #14,950 of 17,210
- Rank in Ohio
- #374 of 403
- Individual clients
- 173
- High-net-worth clients
- 43
- Accounts
- 247
- Discretionary
- 100% of AUM
- Employees
- 2
- Advisory staff
- 1
- Offices
- 1
Owners and executives on its Form ADV
- Jeffrey J. SpitzmillerCEO, CIO, & Chief Compliance Officer
- Charles F. HaisMember
- Anders K. JuelMember
- Michael W. PopilMember
- Jeffrey R. WalkupMember
- Neil R. BourgeoisMember
Custody and brokerage
3 custodians
- Fidelity$86M79%
- Tiaa-Cref Individual & Institutional Services$11M10%
- Fidelity Management Trust$11M10%
Broker-dealer
Broker-dealer named in its brochure
Its Form ADV brochure (filed March 2026) names Osaic Wealth as the broker-dealer its advisers are registered with.
omoters that are registered representatives of other broker-dealers, including Osaic, may receive a broker-dealer commission in addition to a percentage of the advisory fee when you buy a new variable annuity policy or mutual fund and requ
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 43 | $65M | 57% |
| Individuals | 130 | $49M | 43% |
Disciplinary disclosures
Queen City Capital Management, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
- Periodicals or newsletters
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗queencitycapitalmanagement.com ↗
AtlasMembers
The full record on Queen City Capital Management, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 4,655 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 6 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Queen City Capital Management, LLC manage?
Queen City Capital Management, LLC reports $114 million in regulatory assets under management across 247 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 16, 2026.
What kind of firm is Queen City Capital Management, LLC?
Queen City Capital Management, LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Queen City Capital Management, LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($65 million, 43 clients); individuals ($49 million, 130 clients).
Does Queen City Capital Management, LLC have any disciplinary history?
Queen City Capital Management, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Queen City Capital Management, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-16), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →